ERC721

The Financial Industry Regulatory Authority fined J.P. Morgan Securities $2.8 million for violating the Securities and Exchange Commission's (SEC) Customer Protection Rule and for related supervisory failures. For more info visit https://www.finra.org/media-center/news-releases/2017/finra-fines-jp-morgan-securities-llc-28-million-customer-protection

Name

65

Owner

0x32613943243860edd1A054283ca8a48c2A82eC41

ID#65

Rarity

X-LO:89%

Parent Company

JPMorgan Chase

X-HI:7%

Company

J.P. Morgan Securities

EX:MAX

Violation

Financial Market Violations

X-HI:14%

Penalty

$2,800,000.00

EX:1%

Year

2017