The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authorityfined TD Ameritrade Clearing, Inc. $1,150,000 For failing to report or accurately report certain large options positions and for related supervisory deficiencies. For more info visit https://www.finra.org/media-center/news-releases/2013/finra-fines-td-ameritrade-clearing-and-sg-americas-securities-total-18
Name
664
Owner
0x29DCf839449Bd5D1b5F3726Cf7283099AF17F5DF
ID#664
Rarity
X-HI:15%
Parent Company
Charles Schwab Corp.
EX:1%
Company
TD Ameritrade Clearing, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$1,150,000.00
EX:MAX
Year
2013