ERC721

The Financial Industry Regulatory Authority ordered Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor for Banc of America Investment Services, Inc., to pay a fine of $900,000 and to reimburse approximately $1.1 million in losses to 214 customers connected to unsuitable sales of floating-rate bank loan funds. For more info visit https://www.finra.org/media-center/news-releases/2013/finra-orders-wells-fargo-and-banc-america-reimburse-customers-more-3

Name

700

Owner

0xbDD4315D434f07A5A5b426249DE85569CCD4D693

ID#700

Rarity

X-LO:98%

Parent Company

Bank of America

X-HI:10%

Company

Merrill Lynch, Pierce, Fenner & Smith Incorporated

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$2,000,000.00

EX:1%

Year

2013