The Banksters
0x3…6f4
ERC721
NASD censured and fined Citigroup Global Markets, Inc., American Express Financial Advisors, and Chase Investment Services a total of $21.25 million for suitability and supervisory violations relating to mutual fund sales practices between January 2002 and July 2003. For more info visit https://www.marketwatch.com/story/correct-citi-amex-jp-morgan-fined-over-fund-sales
Name
704
Owner
0xd3770A917176446d5C0a3BD12dB8E9327333c2E3
ID#704
Rarity
MID:44%
Parent Company
Ameriprise Financial
EX:1%
Company
American Express Financial Advisors
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$13,000,000.00
EX:MAX
Year
2005