ERC721

NASD censured and fined Robertson Stephens, Inc. And its former senior investment banker a total of $350,000 for threatening to discontinue research coverage of a public company unless that company paid Robertson Stephens $1 million in investment banking fees. For more info visit https://web.archive.org/web/20041020001754/http://www.nasdr.com/news/pr2004/release_04_024.html

Name

715

Owner

0xa4711c27924A900625BDa3C63dC1eb86B44C48A6

ID#715

Rarity

X-LO:83%

Parent Company

Bank of America

X-HI:10%

Company

Robertson Stephens, Inc.

EX:MAX

Violation

Financial Market Violations

X-HI:14%

Penalty

$275,000.00

EX:MAX

Year

2004