ERC721

The Financial Industry Regulatory Authority fined Merrill Lynch, Pierce, Fenner & Smith Incorporated $1.9 million for fair pricing and supervisory violations in connection with more than 700 retail customer transactions in distressed securities over a two-year time period. For more info visit https://www.finra.org/media-center/news-releases/2014/finra-fines-merrill-lynch-19-million-and-orders-restitution-540000-fair

Name

717

Owner

0xBd72D021d3cb334dEb3151Db905EE073b8eEE518

ID#717

Rarity

X-LO:91%

Parent Company

Bank of America

X-HI:10%

Company

Merrill Lynch, Pierce, Fenner & Smith Incorporated

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$2,440,000.00

EX:MAX

Year

2014