The Banksters

0x3…6f4

ERC721

The Financial Industry Regulatory Authority fined Fifth Third Securities, Inc., (FTS) of Cincinnati, OH, $1.75 million for a series of violations related to variable annuity sales and exchanges. FINRA found that FTS made 250 unsuitable sales and exchanges to 197 customers through 42 individual brokers. FINRA also found that fts's supervisory systems and procedures were inadequate for policing the firm's variable annuity sales and exchanges. For more info visit https://www.finra.org/media-center/news-releases/2009/finra-fines-fifth-third-securities-175-million-250-unsuitable-variable

Name

749

Owner

0xBd72D021d3cb334dEb3151Db905EE073b8eEE518

ID#749

Rarity

LO:69%