
The U.S. Commodity Futures Trading Commission announced that Goldman Sachs Execution & Clearing, L.P. Agreed to pay a $5.5 million civil monetary penalty and $1.5 million in disgorgement to settle CFTC charges that it failed to diligently supervise accounts that it carried from about May 2007 to December 2009. For more info visit http://www.cftc.gov/PressRoom/PressReleases/pr6206-12