The Banksters
0x3…6f4
ERC721
NASD fined Janney Montgomery Scott LLC $1.2 million for permitting improper market timing and related violations. In addition, NASD ordered the firm to pay nearly $1 million in restitution to the affected mutual funds. For more info visit https://www.globalcustodian.com/nasd-fines-janney-montgomery-scott-over-2-million-suspends-branch-manager/
Name
775
Owner
0x409aB0A9917F6a675b40755bf73AAB64Ce028c9A
ID#775
Rarity
MID:30%
Parent Company
Penn Mutual
EX:MAX
Company
Janney Montgomery Scott LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,200,000.00
EX:MAX
Year
2005