ERC721

NEWARK – The Office of the Attorney General through its Bureau of Securities today signed a final Consent Order that requires Citigroup Global Markets Inc. to complete or confirm its repurchase of auction-rate securities (ARS) from New Jersey clients to settle allegations that the firm’s securities dealers failed to disclose risks of the ARS market. Under this settlement, 2,873 individual investors in New Jersey as defined in the Consent Order are eligible to have $623.5 million in ARS repurchased. “Citigroup’s New Jersey investors whose ARS investments were frozen during last year’s meltdown will now have free access to their funds, under terms of this settlement,” Attorney General Anne Milgram said. “Our Bureau of Securities worked with other state regulators to protect investors and safeguard their monies.”

Name

789

Owner

0xd0C877B474CD51959931a7f70D7a6c60F50cdAE7

ID#789

Rarity

MID:45%

Parent Company

Citigroup

X-HI:7%

Company

Citigroup Global Markets Inc.

EX:1%

Violation

Defrauding Investors

HI:19%

Penalty

$3,300,932.00

EX:MAX

Year

2009