The Banksters
0x3…6f4
ERC721
The SEC announced enforcement and disciplinary actions against a total of 15 firms for failure to deliver mutual fund breakpoint discounts during 2001 and 2002. For more info visit https://www.sec.gov/news/press/2004-17.htm
Name
806
Owner
0xa1fB975E4c8f987ce4CE3Cfc4719Dab46021F406
ID#806
Rarity
X-HI:14%
Parent Company
Raymond James Financial
EX:1%
Company
Raymond James Financial Services, Inc.
EX:MAX
Violation
Securities Violations
HI:18%
Penalty
$2,595,129.00
EX:MAX
Year
2004