The Banksters

0x3…6f4

ERC721

The Financial Industry Regulatory Authority fined Houston-based VALIC Financial Advisors, Inc., a total of $1.75 million for failing to identify and reasonably address certain conflicts of interest in the firm's compensation policy for instances when customers elected to move assets out of their VALIC variable annuities (VA), many of which were held in retirement plan accounts. The firm also failed to adequately supervise its VA business, including the sale of vas with multiple share classes. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-valic-financial-advisors-inc-175-million-failure-prevent

Name

814

Owner

0x3F8238EeFB55eDFBE939cfF9299D3d5E27207b40

ID#814

Rarity

MID:44%