The Banksters
0x3…6f4
ERC721
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise recommendations that customers switch from variable annuities to investment company products. For more info visit https://www.finra.org/media-center/newsreleases/2020/finra-sanctions-wells-fargo-clearing-services-llc-and-wells-fargo
Name
838
Owner
0xdD896a670Dc2D0D7cBA0914C4c5dE57EB4b838d3
ID#838
Rarity
MID:49%
Parent Company
Wells Fargo
X-HI:6%
Company
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,075,000.00
EX:MAX
Year
2020