
Raymond James & Associates, Inc. And Raymond James Financial Services, Inc. Agreed to pay a total of approximately $8 million in restitution to customers who incurred excess fees on their investments in 529 savings plans based on the firms' failures to reasonably supervise 529 plan share-class recommendations. For more info visit https://www.finra.org/media-center/newsreleases/2019/finra-orders-merrill-lynch-pierce-fenner-smith-raymond-james