The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined Edward D. Jones & Co., L.P. Of St. Louis $900,000 for its failure to timely deliver official statements to customers who purchased new-issue municipal securities and related supervisory and recordkeeping failures. For more info visit https://www.finra.org/media-center/news-releases/2009/finra-fines-edward-jones-900000-failing-timely-deliver-official
Name
853
Owner
0x4c134E7B40C2c40be0f92ED7a38693D437076f66
ID#853
Rarity
LO:65%
Parent Company
Jones Financial
EX:MAX
Company
Edward D. Jones & Co., L.P.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$900,000.00
EX:MAX
Year
2009