The Banksters
0x3…6f4
ERC721
FINRA announced that Transamerica Financial Advisors, Inc. Agreed to pay approximately $4.4 million in restitution to approximately 2,400 customers for failing to supervise its registered representatives' recommendations of three different products - variable annuities, mutual funds, and 529 plans. FINRA also fined TFA $4.4 million. For more info visit https://www.finra.org/media-center/newsreleases/2020/finra-sanctions-transamerica-financial-advisors-inc-88-million
Name
918
Owner
0xEc430D65A9c205E61e2979F4bBe9EF599aA21215
ID#918
Rarity
LO:67%
Parent Company
Aegon
EX:MAX
Company
Transamerica Financial Advisors, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$8,800,000.00
EX:MAX
Year
2020