ERC721

The SEC's complaint, filed on August 10, 2011 in the U.S. District Court for the Eastern District of Wisconsin, alleged that Stifel and Noack harmed five Wisconsin school districts by selling them $200 million in unsuitably risky and complex synthetic CDOs funded largely with borrowed money. Ultimately, the synthetic CDOs failed and the five Wisconsin school districts suffered a complete loss of their cash investment.

Name

974

Owner

0x1689B564814db5f1C7Abd74129771D282E2d652b

ID#974

Rarity

MID:43%

Parent Company

Stifel Financial

EX:1%

Company

Stifel, Nicolaus & Co., Inc.

EX:MAX

Violation

Securities Violations

HI:18%

Penalty

$24,500,000.00

EX:MAX

Year

2016